Series 51: Regulation Of Political Contributions (“Pay To Play” Rule)

Taken from our Series 51 Online Guide

Regulation of Political Contributions (“Pay to Play” Rule)

MSRB Rule G-37 seeks to prevent fraud and promote an open and transparent market for municipal securities that protects investors and the public. Often referred to as the “pay to play” rule, it has two main components. First, it prohibits municipal securities dealers from engaging in municipal securities business with government issuers if certain political contributions have been made. Second, it requires municipal securities dealers to disclose specific information related to political contributions.

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