Series 51: Customers

Taken from our Series 51 Online Guide

Customers

A customer, for purposes of municipal securities transactions, is defined by who it is not. In a municipal securities transaction, a municipal securities dealer acting in its professional capacity is not a customer. In addition, in the sale of a new municipal securities issue, the issuer is not a customer. A municipal securities dealer may be a customer, however, when the transaction d

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I loved the online testing for the Series 51! I felt like the questions were trickier so it really prepared me for the real exam.

Katrina Jackson, Cambridge Investment Research, Fairfield, IA

Using Solomon was very helpful. The exam simulator tests were great, but I should have spent a little more time re-reading the chapters. Passed (Series 51) on my first try.

Kelli Lanino, Raymond James Financial Riverhead, NY

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Michael

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Jason Smith, Primerica, Duluth, GA

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Amber Carrick, Keystone Financial Management, Bath, PA