Series 53: Notice Of Claim

Notice of Claim

To claim an interest payment, the new owner must prepare a written notice of claim including:

• • Name and address of the broker-dealer making the claim
• • Name of the broker-dealer against which the claim is made
• • Amount of the interest payment that is the subject of the claim
• • Date on which such interest payment was scheduled to be made
• • Description of the security, including CUSIP, on which the interest payment was made
• • Statement of the basis of the claim for the interest payment
• • For a registered security, the certificate numbers of each security on which the claim is based and a photocopy of the certificate(s)