Series 53: New Issue Data Submission Regulations

Taken from our Series 53 Online Guide

New Issue Data Submission Regulations

By no later than the time the pricing is finalized, the underwriter must apply to the MSRB in writing for assignment of a CUSIP number for the new security. Issuers must also apply around this time for new issue eligibility at a registered securities depository. A CUSIP number is the identification num

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