Series 53: Customer Identification Verification: U.S. Patriot Act

Taken from our Series 53 Online Guide

Customer Identification Verification: U.S. Patriot Act

As a response to the 9/11 attacks, the USA Patriot Act (2001) requires dealers to use the name, address, date of birth, and social security number or tax identification number on the new client account form to independently verify the identity of the customer. This v

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