Series 53: Municipal Fund Disclosures

Taken from our Series 53 Online Guide

Municipal Fund Disclosures

Advertisements for municipal fund securities must include these statements:

  • An investor should consider the investment objectives, risks, charges, and expenses associated with municipal fund securities before investing.
  • More information about municipal fund securities is available in the issuer’s official statement.
  • If the publisher of the advertisement is the underwriter of the issue and

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