Series 53: Non-branch Locations

Taken from our Series 53 Online Guide

Non-branch Locations

The following would not be considered municipal branch offices:

  • Any office location established solely for customer service and/or back office type functions where no sales activities are conducted
  • An employee’s private residence if:
  • » Only resident employees who are immediate family members operate there
  • » The employee does not meet with customers there
  • » Neither customer funds nor securities are handled at that location
  • » The loca

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