Series 53: The Securities Act Of 1933

Taken from our Series 53 Online Guide

The Securities Act of 1933

The Securities Act of 1933 (also called 1933 Act or the Paper Act) has two main purposes: (1) to require that companies publicly disclose all relevant financial information about their securities prior to offering them for sale, and (2) to prohibit fraud and deceit in the marketing of securities.

The 1933 Act is often

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