Series 63: Commissions

Taken from our Series 63 Online Guide

Commissions

Just as with an investment adviser’s fees, the commissions charged by agents and broker-dealers must be reasonable and justifiable compared to the services performed. Additionally, agents and broker-dealers should not charge unfair fees for simple miscellaneous duties (making dep

+ Read More

More Series 63 Info

What are people saying?

Create an Account

Since you're reading about Series 63: Commissions, you might also be interested in:

Series 66 - 3.7.3.2 Contract Exchange

Series 50 - Government-Wide Statements

Series 82 - Systematic and Nonsystematic Risk

Series 7 - Exercise

Series 65 - Exercise

Series 51 - Municipal Fund Ads that Identify a Specific Product

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed the Series 63 yesterday. It's been over 30 years since I took the Bar Exam, so my knowledge of the Blue Sky laws was quite stale. Your "Pass the 63" training guide and exam simulator were godsends. The writing is remarkably clear and concise and delightfully engaging. They made even the most mind-numbingly complicated securities law topic understandable. Invaluable, thank you.

Paul T. Sheils, Newtown, PA

Nailed my Series 63!! Solomon, y'all rock! Passed this exam after failing twice with another vendor. So folks, use Solomon and PASS!

Sri Murali, Regions Investment Solutions, Baton Rouge, LA

I used Solomon Exam Prep for both the Series 7 and 63. Everyone learns differently, and they have resources for every type of learner. Their practice exams and quizzes push you to be prepared for the most difficult questions, enabling you to be over-prepared (better than the alternative!) for your exam. I received a 93% on the Series 7 and wish the regulators provided a score for the Series 63, but needless to say I passed. If I ever need to take a regulatory exam again, I will look to these guys first.

Suraj P, New York, NY

Thank you guys for the outstanding prep materials. I took the Series 79 and 63 in the same week and passed both the first time with great scores. I could not have been better prepared. Your exam simulator is especially awesome! Nothing on either exam surprised after.

Richard Walters, Virginia Beach, VA

Your team did it again. I passed my 63 today, less than two weeks after the 82!!! Your study system is perfect, and your practice questions do an amazing job preparing for the exam. If you're not an investment advisor, feel free to use this testimonial on your website!!!!

Jonathan Livi, Uber Capital Group, Great Neck, NY

I failed my first test on the Series 63 because I used different study material from another company. I then bought the Solomon's Series 63 "On-line Practice Exams" and "Pass the 63" book and I just passed my Series 63 exam yesterday and I'm so happy!! Thanks so much Solomon!!!

Sherry Housfeld