Series 7: Underwriting Agreement (UA)

Taken from our Series 7 - General Securities Representative Exam

Definition of the term Underwriting Agreement (UA)...

a document that sets the terms and conditions of the agreement between an issuer and the lead underwriter.

Since you're reading about Series 7: Underwriting Agreement (UA), you might also be interested in:

Solomon Exam Prep Study Materials for the Series 7
Please Enable Javascript
to view this content!