Series 65: Direct Registration System (DRS)

Taken from our Series 65 - NASAA Uniform Investment Advisor Law Exam

Definition of the term Direct Registration System (DRS)...

an electronic system of direct registration in which securities are recorded on the issuer’s books in book-entry form in the owner’s (street) name.

Since you're reading about Series 65: Direct Registration System (DRS), you might also be interested in:

Solomon Exam Prep Study Materials for the Series 65
Please Enable Javascript
to view this content!