Series 79: Schedule 13G

Taken from our FINRA Investment Banking Exam

Definition of the term Schedule 13G...

an alternative to Schedule 13D that may be filed with the SEC by certain institutional investors, such as investment companies, banks, insurance companies, broker-dealers, and investment advisors. Schedule 13G is shorter than Schedule 13D and has fewer reporting requirements.

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Solomon Exam Prep Study Materials for the Series 79
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