Series 24: Form S-1

Taken from our Series 24 - FINRA General Principal Qualification Examination

Definition of the term Form S-1...

one of the forms used to file the registration statement with the SEC during the underwriting process. This form is required if the offering is an IPO or the issuer is unseasoned.

Since you're reading about Series 24: Form S-1, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 24
Please Enable Javascript
to view this content!