Series 63 Audio

Solomon Series 63, 4th Ed.

This 4.9 hour audio recording of "The Solomon Exam Prep Guide to the Series 63" will give you the content of this invaluable book in an audio format.

Track	Title	Length
1	Note from Publisher	0:60
2	Copyright	0:07
3	Introduction	14:44
4	Investment Adviser Definition	15:03
5	Exemptions from Registration	14:04
6	Termination of an Investment Adviser Registration	18:08
7	Chapter 2 Regulation of Broker Dealers and Agents	17:27
8	Net Capital Requirements	18:16
9	Limits on Employment or Association	6:10
10	Chapter 3 Securities, Issuers, and Administrative Provisions	16:07
11	Registration by Filing	12:27
12	Section 402b Exemptions	17:13
13	Practical Application	16:12
14	Chapter 4 Communications with Clients and Prospects	15:55
15	Code of Ethics and Access Persons	20:32
16	Chapter 5 Ethical Practices and Obligations	14:16
17	Custody	14:60
18	Suitability	17:45
19	Margin and Lending Specific Rules	16:05
20	Outside Business Activities	14:21
21	Chapter 6 Federal Securities Acts	15:36

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TESTIMONIALS

What are people saying?

Based on our results since adopting the Exam Prep Series 6 and Series 63 training program, I decided to try out the Exam Prep's pre-licensing program for the New York State Life, Accident and Health license exam. The material is comprehensive, clear and easy to understand, and I am getting positive feedback from my students. We're looking forward to increasing our first-time insurance exam pass rates with , like we did with securities licensing training.

Jim Sugrue, Development Manager, New York Life

The Solomon Exam Prep materials (book, audio tapes and exam simulator) prepared us well for both the Series 79 and 63. It was a very organized way to deal with the test taking tasks.

Jim Murphy, Belden Hill Partners, New York, NY

I passed my Series 63 today with an 85% and Series 6 two weeks back with an 80%. I was very nervous, but studying was made easy with Solomon Exam Prep; their simple Plain English explanations helped fight that legalese on the Series 63 especially. I totally owe this to the Solomon team, their awesome question bank, and friendly staff. "Ask the Professor" is prompt in answering all your queries. I'm definitely recommending their program to my employer.

Priya R, PA

I got an 88% on my 63 exam with the help of using Solomon which helped a lot!

Brianna Davis, Foresters Financial Services, Lombard, IL

Love Solomon, I tried other companies and the ones I used didn't prepare me. Solomon teaches you the concepts and the practice tests helped me pass my Series 65, 63, and the 6 on my first try. I've had no less than four of my friends use Solomon and they have all had similar success. Work hard with the correct study material and you will have success.

Gerald Barnes, Client One, Peoria, AZ

I passed the 79 and 63 - both on the first attempt - thanks to Solomon Exam Prep. The quiz/simulator questions were very similar to the actual exam. Additionally, I was impressed by how quickly I received responses when I used the "Ask the Professor" feature.

Alexander W, IL