Solomon Series 63, 4th Ed.

This 4.9 hour audio recording of "The Solomon Exam Prep Guide to the Series 63" will give you the content of this invaluable book in an audio format.

Track	Title	Length
1	Note from Publisher	0:60
2	Copyright	0:07
3	Introduction	14:44
4	Investment Adviser Definition	15:03
5	Exemptions from Registration	14:04
6	Termination of an Investment Adviser Registration	18:08
7	Chapter 2 Regulation of Broker Dealers and Agents	17:27
8	Net Capital Requirements	18:16
9	Limits on Employment or Association	6:10
10	Chapter 3 Securities, Issuers, and Administrative Provisions	16:07
11	Registration by Filing	12:27
12	Section 402b Exemptions	17:13
13	Practical Application	16:12
14	Chapter 4 Communications with Clients and Prospects	15:55
15	Code of Ethics and Access Persons	20:32
16	Chapter 5 Ethical Practices and Obligations	14:16
17	Custody	14:60
18	Suitability	17:45
19	Margin and Lending Specific Rules	16:05
20	Outside Business Activities	14:21
21	Chapter 6 Federal Securities Acts	15:36

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TESTIMONIALS

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I passed! Thanks to your materials, they really did help. I scored a 78% which is actually above the simulated exams I took. I think my highest score on the simulated exams was a 75%. I have used a competitor's materials for all previous exams I've taken successfully, however, for the 63 specifically, I found your materials to cover different topics that the competitor missed (or perhaps I missed while reviewing their materials). Thank you so much for the support and the great product. I will definitely pass your site onto friends going through the licensing process. Thanks again!

Katie Mueller, Chase Client Service Specialist, Chicago, IL

After using other exam preps, I settled on Solomon. This material was spot on! If you follow the study guides, read the chapters, watch the videos and listen to the audio, you will pass!! Good Luck! Thank you Solomon!

Celeste Gullo, Allstate Insurance, Glen Head, NY

Excellent study materials for the Series 63 exam. The practice exams were extremely helpful in my preparation and the exam simulator was a lifesaver as usual in solidifying what I learned (tip: read the answer explanations even if you got the question right). Highly recommend Solomon for the Series 63 exam.

Andrew L.

I relied on the Solomon Exam Prep materials to pass the Series 79 and 63. The materials are first-rate, especially the practice exams, video lectures, and recommended study plans. The staff members (including the owner) were always responsive and helpful. Thank you, Solomon.

Bob Dale, Austin Dale Group, Austin, TX

I just wanted to say thank you! Thank you! Thank you! I had taken the 63 and failed and was quite discouraged. I happened to come across your book and iPhone app and I just passed [the Series 63] yesterday with an 83 ... a 15 pt difference than the last time I took it. I can not recommend your materials enough!

Julia Smith, RBC Wealth Management

I ordered the Series 63 material on 10/4 and sat for my exam today 10/15 and I passed....the exams are more challenging then the other vendors I used. This cleary helped me pass the exam. I'm about to order the 65 material

David Lewis, White Plains, NY