Series 63

This 4.9 hour audio recording of "The Solomon Exam Prep Guide to the Series 63" will give you the content of this invaluable book in an audio format.

Track	Title	Length
1	Note from Publisher	0:60
2	Copyright	0:07
3	Introduction	14:44
4	Investment Adviser Definition	15:03
5	Exemptions from Registration	14:04
6	Termination of an Investment Adviser Registration	18:08
7	Chapter 2 Regulation of Broker Dealers and Agents	17:27
8	Net Capital Requirements	18:16
9	Limits on Employment or Association	6:10
10	Chapter 3 Securities, Issuers, and Administrative Provisions	16:07
11	Registration by Filing	12:27
12	Section 402b Exemptions	17:13
13	Practical Application	16:12
14	Chapter 4 Communications with Clients and Prospects	15:55
15	Code of Ethics and Access Persons	20:32
16	Chapter 5 Ethical Practices and Obligations	14:16
17	Custody	14:60
18	Suitability	17:45
19	Margin and Lending Specific Rules	16:05
20	Outside Business Activities	14:21
21	Chapter 6 Federal Securities Acts	15:36

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I failed the 63 three times over the course of four years. I passed the first time after taking your course.

Senica Omernik, Farmers Insurance, Stevens Point, WI

I love Solomon Exam Prep. The combination of studying the online test questions, textbook, and online live video course helped me get a 90% on both the Series 6 and 63 the first time! The staff is friendly and my online instructor was phenomenal! I will definitely use Solomon again when I prepare for the 65 and recommend them to everyone!

Hunter Lowe Lappen, Easton, MD

I used Solomon Exam Prep for both the 6 and the 63 and passed both of them on the first try. For the Series 6 I scored a 92 and for the Series 63 I scored a 75. The book was very insightful and helped quite a bit with passing, so thank you to your company.

Austin Kurey, Denver, CO

Jeremy I scored a 90% on the 63. Your answering questions for me - even at near midnight on a Friday night (dude... Seriously? I tell people that I have no life...you may have a similar problem) was invaluable. I took the Series 6 on Thursday afternoon - it took me about an hour and forty five minutes - and this time I walked out of the testing center with a 80%. Thanks again!

Glenn Christ, Houston, Texas

The products and support provided by Solomon Exam Prep was exactly what I needed to pass my Series 63 the first time. The reading materials where actually enjoyable due in part to easy to understand explanations. Unlike most of the competitors offerings which are perfect for insomniacs, these materials are engaging and the test questions are harder than I experienced on the exam. Additionally, the on-line testing simulator is a fabulous addition to the package. Not only do you have an opportunity to take a self paced approach but also as you come to the final days of prep, there is a timed environment that helps you establish a pace that is a real plus on exam day. The real-time support when I had a question or concern was the last extraordinary plus of this packaged solution. I received responses if not in minutes certainly within the day. I recommend these products to all of my associates and to you.

David Vande Casteele, Managing Director, John Davenport & Associates LLC

I passed the Series 63 yesterday. It's been over 30 years since I took the Bar Exam, so my knowledge of the Blue Sky laws was quite stale. Your "Pass the 63" training guide and exam simulator were godsends. The writing is remarkably clear and concise and delightfully engaging. They made even the most mind-numbingly complicated securities law topic understandable. Invaluable, thank you.

Paul T. Sheils, Newtown, PA