Solomon Series 63, 4th Ed.

This 4.9 hour audio recording of "The Solomon Exam Prep Guide to the Series 63" will give you the content of this invaluable book in an audio format.

Track	Title	Length
1	Note from Publisher	0:60
2	Copyright	0:07
3	Introduction	14:44
4	Investment Adviser Definition	15:03
5	Exemptions from Registration	14:04
6	Termination of an Investment Adviser Registration	18:08
7	Chapter 2 Regulation of Broker Dealers and Agents	17:27
8	Net Capital Requirements	18:16
9	Limits on Employment or Association	6:10
10	Chapter 3 Securities, Issuers, and Administrative Provisions	16:07
11	Registration by Filing	12:27
12	Section 402b Exemptions	17:13
13	Practical Application	16:12
14	Chapter 4 Communications with Clients and Prospects	15:55
15	Code of Ethics and Access Persons	20:32
16	Chapter 5 Ethical Practices and Obligations	14:16
17	Custody	14:60
18	Suitability	17:45
19	Margin and Lending Specific Rules	16:05
20	Outside Business Activities	14:21
21	Chapter 6 Federal Securities Acts	15:36

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Ok guys, there was ONE problem with the Series 63 study material that I purchased from you. The problem is that I should have purchased it sooner!!

Keith Kozubal, Englewood, CO

My thanks to everyone at Solomon for their commitment to my success in passing Series 63. Karen Solomon was always quick to respond to me, advise me and clarify material for me. I had great take away from Bob Pisani's class and I know his presentation influenced my exam score of 83!

Mary Sutter

Your "Pass the 7" guide and practice questions helped my studying immensely, and I passed the exam the first time. I am currently using the "Pass the 63" guide and practice questions - the teaching style makes the learning experience much more interesting! I will definitely recommend your products to my friends and colleagues. Thank you so much!

Patrick Chen, Midtown Partners, New York, NY

I got an 88% on my 63 exam with the help of using Solomon which helped a lot!

Brianna Davis, Foresters Financial Services, Lombard, IL

Used Solomon Exam Prep for both my Series 6 and 63 exams. Passed both first try. The practice tests were invaluable. Thanks!

Alex T.

Between September 18 and December 3, I took exams for the Series 62, 63, 6 and 24. I studied for everything with Solomon, and passed them all on the first try. Solomon’s interactive/Ask the Professor teaching method was extremely helpful in grasping the necessary concepts. What a relief to be done. Thanks, Karen!

Karen H, Dalkeith Group, High Falls, NY