Series 99: Uniform Practice Code (UPC)

Taken from our Series 99 - FINRA Operations Professional Qualification Examination

Definition of the term Uniform Practice Code (UPC)...

a set of uniform standards to govern the clearance and settlement of over-the-counter securities transactions.

Since you're reading about Series 99: Uniform Practice Code (UPC), you might also be interested in:

Solomon Exam Prep Study Materials for the Series 99
Please Enable Javascript
to view this content!