503.601.0212

Series 66 Workbook
Price:
$79.95
 
 
Description
FAQs
Terms of Use
  • A recent study concluded that students who took a test after reading assigned material retained about 50% more of the information a week later than those using other study methods. 

    The practice exam workbook for the Series 66 exam features the same great questions as the Series 66 Online Exam Simulator, but in a go-anywhere workbook. The workbook includes seven (7) full practice exams with answers and detailed rationales (shipping & handing will apply).

  • How do I schedule my Series 66 exam?

    A firm will file an electronic Form U4 for a candidate, or an individual will file a Form U10 and pay the registration fee to FINRA. Upon registering, a candidate will have 120 days to schedule the exam. You can find more details here.

    What does the Series 66 qualify me to do?

    In conjunction with the FINRA Series 7 General Securities Representative license, the NASAA Series 66 license qualifies you as both a securities agent and an investment advisor representative. The FINRA Series 7 General Securities Representative exam is a co-requisite to the Series 66, meaning that you must pass both exams (it doesn’t matter which one you take first) in order to apply to register with the state. 

    How long should I prepare for this exam?

    We recommend studying 60-80 hours over a three- to five-week period.

    What score do I need to pass the exam?

    A score of 73% is required for passing. 

    Note: Scores are rounded down to the lowest whole number, so a 72.9% would be a final score of 72%-- not a passing score for the Series 66 exam.

    What happens if I pass the Series 66 but I do not complete the registration process?

    After passing the Series 66, you have two years to become registered with a state otherwise the exam will show “expired” in the Central Registration Depository, and you will have to sit for the exam again. Contact your state regulator for more information regarding your state’s registration rules and process.

    How many questions are on the exam?

    There are 100 scored and 10 unscored questions. These 10 unscored questions are randomly distributed so test-takers do not know which ones they are. The unscored questions are being tried out by the exam committee.

    How long is the exam?

    Two and a half hours.You are allowed to take restroom breaks during the exam; however, the clock will continue counting down. Please contact your preferred testing center for additional information.

    Are there other FINRA exams I need to complete as a prerequisite to attempting the Series 66?

    The Series 7 is a co-requisite. The most prudent course of action would be to pass the Series 7 before the Series 66, as much of the information tested on the Series 7 is assumed on the Series 66 exam. 

    How much does the exam cost?

    The cost of the exam is $155 at this writing.

    If I stop working for my firm, how long will my Series 66 license remain active?

    You will have two years between jobs before the license expires.

    When you cease working for a firm, your employer will file a Form U5 to terminate your registration. Your next employer will file a Form U4, which will re-register you. As long as you do not exceed two years between employers, your Series 66 license will remain active. 

  • Shipping & Return Policies

    Policies

    Shipping

    Orders are processed Monday-Friday from 7:00 a.m.-4:00 p.m. Pacific Time. Same-day shipping is not guaranteed on orders placed after 12:00 p.m. Pacific Time or any order placed on Saturdays, Sundays or holidays. Orders placed during these times will be shipped the next business day.

    Return Policy

    Should you wish to return part or all of your purchase the following return policy will apply:

    Merchandise is nonreturnable and nonrefundable once it has been received. The definition of received is as follows :

    • Shipped products including Study Guides and Audiobooks - Any item that is shipped will be considered received once it has been removed from its paper wrapping.
    • Exam Simulators, Video Lectures/On-Demand Classes, and audiobooks (MP3 Streaming + Download) - These products are considered received if an individual has activated the product, logged in for more than 15 minutes, and/or has logged in more than once.
    • Live Online Classes- Classes are considered received once an individual has logged into a session even if they do not participate in the duration of the lesson(s).

    Shipping and Handling is nonrefundable under any circumstances.  Solomon Exam Prep is not responsible for any Shipping and Handling costs required to return any merchandise.

    All shipped products must be returned in original condition.

    All returns will be subject to a $10 processing fee.

    Once a purchase is complete all return requests must be received within the following time line:

    • 72 hours from receipt for online and downloadable products
    • 14 days from receipt for all shipped products

    If returned merchandise meets all of the above requirements, a credit will be added to the credit card used at the time of purchase.  The refunded amount will be the amount paid for the product at the time of purchase less the $10 processing fee and will not include any shipping and handling fees. 

    If returned merchandise does not meet all of the above requirements, no refunds will be awarded.

    All products purchased from Solomon Exam Prep either online or by phone are subject to this return policy. If you have any questions about this policy please contact us by phone at 503-601-0212 or email at info@solomonexamprep.com.

    Extensions

    Extensions past the 180 day access period are granted for Online Exam Simulators only. The following extensions are available upon request: 

    • One-time, 5 day extension at no extra charge.
    • One-time, 30 day extension for 25% of Online Exam Simulator cost, granted upon receipt of payment.
    • Extensions required due to extenuating circumstances are given consideration if Solomon Exam Prep is contacted within 3 months of the expiration date of the Online Exam Simulator.
    To request an extension, please contact Solomon Exam Prep at 503-601-0212 or email at support@solomonexamprep.com.




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I passed the Series 63 with the help of the Solomon materials. I loved the audio books and the quiz and test questions were extremely helpful. Thank you Solomon!

Diane Kotil, Quasar Distributors, Milwaukee, WI


I passed the Series 65 this afternoon! Your online test simulation was terrific. Thanks so much!

David G., San Francisco, CA