Series 27: Investment Company Plan

Taken from our Series 27 - Financial and Operations Principal Qualification Examination

Definition of the term Investment Company Plan...

a type of periodic plan involving the periodic purchase and redemption of mutual funds or unit investment trusts in specified amounts. Customers may engage in an investment company plan by contractual agreement or through an individual retirement account or qualified pension plan.

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Solomon Exam Prep Study Materials for the Series 27
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