Series 26: General Securities Principal

Taken from our Series 26 - Investment Company Products/Variable Contract Limited Principal Exam

Definition of the term General Securities Principal...

a person qualified to manage and supervise registered employees with respect to all activities of his office, except those involving options accounts or financial reporting to regulators.

Since you're reading about Series 26: General Securities Principal, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 26
Please Enable Javascript
to view this content!