Series 24: Chief Compliance Officer
Definition of the term
Chief Compliance Officer...
the organizational official in charge of overseeing compliance issues and ensuring that regulatory requirements are met. FINRA requires each member firm to designate one or more of its principals to serve in this capacity.
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I really liked the Solomon study materials. They did a really nice job of explaining the material in plain language. I have a really long commute and the audio books came in really handy!! I would recommend the Solomon study materials!
passed my Series 24 with two weeks of nearly full-time study, using the
textbook, the online class, and the exam simulator. The textbook was very
readable and helpful in providing complete explanations, as well as helpful
memorization tips. The online class and pre-recorded sessions were
crucial to get through all of the material and put it in relative
context. It was helpful to be able to have questions answered instantly
and via email afterward. The online simulator questions were just like
the exam questions, and the immediate feedback function was essential for
learning from the practice quizzes and exam. I needed every minute of my
study and practice time to count, and Solomon Exam Prep made it possible.
Just passed the Series 24 on my first attempt. Not an easy exam so put the time in. I used the Video Lectures and the Exam Simulator from Solomon. Great resources of information!
I wanted to let you know I passed the exam [Series 24] this morning! The practice exams were invaluable. Thank you for your extra help and suggestions. I have recommended this to two of my co-workers who will be taking the Series 7 this year. I will say, the 24 was worded so tricky. And so much irrelevant info put into the questions. I had to write down pieces of the question to get the gist of what it was asking. Very purposfully confusing. But it's over and I'm thankful for your product. Thx again
Passed the 24 today ... fun test..
You have a great product. The material was easy to follow and the practice tests were very, very helpful. Thank you.
Just wanted to say
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I passed the first time and don't believe I couldn't have done it without your
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