Series 63: Federal Registration

Taken from our Series 63 - Uniform Securities Agent State Law Exam

Definition of the term Federal Registration...

registration by a federal regulator that permits a firm or issuer to operate in all 50 states, as opposed to a state-by-state level.

Since you're reading about Series 63: Federal Registration, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 63
Please Enable Javascript
to view this content!