Series 82: Transfer Agent

Taken from our Series 82 - FINRA Private Securities Offerings Exam

Definition of the term Transfer Agent...

a bank or trust company hired to keep ownership records of an issuer’s securities and in what form the stocks or bonds are held.

Since you're reading about Series 82: Transfer Agent, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 82
Please Enable Javascript
to view this content!