Series 22: Supervisory System

Taken from our Direct Participation Programs Representative Exam

Definition of the term Supervisory System...

a defined structure that specifies how, where, and by whom a member firm's oversight responsibilities for the activities of its employees are carried out.

Since you're reading about Series 22: Supervisory System, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 22
Please Enable Javascript
to view this content!