Series 27: Securities Act Of 1933

Taken from our Series 27 - Financial and Operations Principal Qualification Examination

Definition of the term Securities Act Of 1933...

a law that was enacted to regulate how securities are registered, issued, and distributed to the public for the first time. Also called the Securities Act, the 1933 Act, or the Paper Act.

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Last August 2020 I passed the Series 28 on the first try using your materials. I just wanted to drop in and let you know I passed the Series 27 exam today!! I am so happy today as I took the test in Jan of this year and missed it by 3 points. I switched up my focus and really zoned in the most heavily weighted chapters. This is by far the hardest exam I have taken. Thank you Solomon for your excellent study materials. I'll be back when I pass the next one ;)

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