Series 7: Restricted Securities

Taken from our Series 7 - General Securities Representative Exam

Definition of the term Restricted Securities...

securities acquired in a private placement or certain other circumstances, whose resale is prohibited for a certain period of time from the date of purchase.

Since you're reading about Series 7: Restricted Securities, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 7
Please Enable Javascript
to view this content!