Series 66: Regulatory Risk

Taken from our Series 66 - NASAA Uniform Combined State Law Exam

Definition of the term Regulatory Risk...

the risk that an investment or security could suddenly devalue or experience a drop in its potential returns, due to a change in the laws or regulatory environment of an industry or country.

Since you're reading about Series 66: Regulatory Risk, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 66
Please Enable Javascript
to view this content!