Series 51: Regulation D

Taken from our Series 51 - MSRB Municipal Fund Securities Limited Principal Qualification Exam

Definition of the term Regulation D...

a set of SEC rules that allows private placements that meet certain restrictions of offering size or number and type of investor to avoid the standard registration process.

Since you're reading about Series 51: Regulation D, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 51
Please Enable Javascript
to view this content!