Series 7: Non-reporting Issuer

Taken from our Series 7 - General Securities Representative Exam

Definition of the term Non-reporting Issuer...

a company that is not yet required to file reports under federal securities laws. This group often contains companies that have never issued securities before. Most companies issuing IPOs fall into this category.

+ Read More

More Series 7 Info

What are people saying?

Create an Account

We have an excellent Audiobook for the Series 7!

Since you're reading about Series 7: Non-reporting Issuer, you might also be interested in:

Series 79 - risk arbitrage

Series 26 - letter of intent (LOI)

Series 52 - regressive tax system

Series 7 - discretionary account

Series 79 - proxy statement

Series 26 - system hours

Series 26 - National Securities Clearing Corporation (NSCC)

Series 65 - non-exchange traded REITs

Series 65 - C corporation

Series 7 - carrying firm

Series 24 - auction market

Series 6 - debt securities

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

Thanks to Solomon I was able to pass the SIE, Series 7, and Series 63, great study material if you put the hours in!

Xavier Mata, Cabrera Capital Markets. Chicago, IL

I passed the S7 TO first time it was introduced from last year. I have used several books and none of them could be as complete as this one. I am a living witness to the completeness of your course material. If that was not the case, I would not have passed this very difficult exam. I owe my success to your exam materials and no other book, from those I know have come close. I am going to study for the Series 66 through Solomon Exam Prep. If this can help me through, then I am sure many more people would also succeed.

Stalin Miki, Bankerslife, Miami, FL

I would not have passed the Series 7 top off without the Solomon materials. The structure of the questions was the closest out of all the programs I tried and their customer support is top notch. I will definitely be back! Thank you!!

Lauren J, Westlake, TX

Just passed the series 7 today! Solomon was a huge help, as I used the practice exams exclusively. When preparing for this exam, make sure to allocate ~70% of your time on compliance, opening accounts etc. Looking forward to passing the series 66. I will continue using Solomon!

Blake Rossman, True Wealth Financial Partners. Fircrest, WA

In preparation for the Series 7, I began with Kaplan. I tested and did not pass. I then switched to STC materials. I tested and did not pass. I then switched to Solomon and passed! I also used Solomon for the 63 and passed the first time. I highly recommend Solomon's test preparation materials. The question bank was far more extensive than the others and I definitely felt better prepared using Solomon.

Kara S, CLS, Carrollton, TX

Thank you Solomon! I was able to pass the SIE, 7, 63 and 24 in a relatively short time period. The practice exams with answers really helped and when I had a question for The Professor, I always received a quick and accurate response. Solomon is definitely the way to go.

Seth Schader, CCO, Mercer Island, WA