Series 65: Agency Transaction

Taken from our Series 65 - NASAA Uniform Investment Advisor Law Exam

Definition of the term Agency Transaction...

a transaction where a firm acts as broker, serving as an agent or go-between for the buyer and the seller.

Since you're reading about Series 65: Agency Transaction, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 65
Please Enable Javascript
to view this content!