Series 79: Order Book

Taken from our FINRA Investment Banking Exam

Definition of the term Order Book...

for an offering in the cooling-off period, the listing of investors who have given indications of interest in buying the securities once the offering begins. Typically maintained by the syndicate desk. Also called the book of orders or just the book.

Since you're reading about Series 79: Order Book, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 79
Please Enable Javascript
to view this content!