Series 79: Schedule 13E-3

Taken from our FINRA Investment Banking Exam

Definition of the term Schedule 13E-3...

an SEC filing that is often required when a company attempts to go private. In it, the company discloses details such as the terms and purposes of the transaction, sources and amounts of funding, and information about the negotiations and the fairness of the transaction.

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Solomon Exam Prep Study Materials for the Series 79
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