Series 79: Form 4

Taken from our FINRA Investment Banking Exam

Definition of the term Form 4...

a form that must be filed by an affiliate of a reporting company, disclosing changes in the affiliate’s beneficial ownership in the company. This is the form that is used when an affiliate buys or sells the company's common stock.

Since you're reading about Series 79: Form 4, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 79
Please Enable Javascript
to view this content!