Series 79: Aggregation

Taken from our FINRA Investment Banking Exam

Definition of the term Aggregation...

the combination of proceeds from an earlier exempt securities offering with those of a later exempt securities offering. When aggregation occurs, the combined proceeds are counted toward the dollar cap of the later offering.

Since you're reading about Series 79: Aggregation, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 79
Please Enable Javascript
to view this content!