Series 79: Due Diligence

Taken from our FINRA Investment Banking Exam

Definition of the term Due Diligence...

the appropriate review that one  is legally required to take before giving professional advice  or entering into a business agreement, such as a merger or underwriting.

Since you're reading about Series 79: Due Diligence, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 79
Please Enable Javascript
to view this content!