Series 52: Notice Of Extension Of Dates

Taken from our MSRB Municipal Securities Representative Qualification Examination

Definition of the term Notice Of Extension Of Dates...

a notice that indicates that the close-out date for a security has been extended.  It must include the name of the broker-dealer to whom the notice is being transmitted, the originating dealer's required delivery date for the securities, and the new delivery date.

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Solomon Exam Prep Study Materials for the Series 52
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