Series 66: “pay To Play” Rule

Taken from our Series 66 - NASAA Uniform Combined State Law Exam

Definition of the term “pay To Play” Rule...

an SEC rule that prohibits investment advisers from providing compensated advice to a government entity within two years of making a political contribution to elected officials of that issuer.

Since you're reading about Series 66: “pay To Play” Rule, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 66
Please Enable Javascript
to view this content!