Series 63: Investment Adviser Registration Depository System (IARD)

Taken from our Series 63 - Uniform Securities Agent State Law Exam

Definition of the term Investment Adviser Registration Depository System (IARD) ...

the system through which firms must file the appropriate paperwork with the state in order to register at the state level as an investment adviser. 

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Solomon Exam Prep Study Materials for the Series 63
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