Series 63: Isolated Non-issuer Transactions

Taken from our Series 63 - Uniform Securities Agent State Law Exam

Definition of the term Isolated Non-issuer Transactions...

transactions between two private parties that do not occur frequently.

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I took and passed my Series 63 this past weekend. I found the Solomon materials instrumental in getting to a pass on the first time. While the manual was good, what really assisted me were the practice exams that were nearly identical to what the actual test questions were. The materials were easy to use and comprehensive. A worthwhile investment.

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