Series 65: Matched Trades

Taken from our Series 65 - NASAA Uniform Investment Advisor Law Exam

Definition of the term Matched Trades...

When agents and/or broker-dealers agree to buy and sell securities to each other at similar prices in order to give the impression that those securities have a more active market than is actually the case. The goal of professionals making matched trades is to drive up the prices for those securities.

Since you're reading about Series 65: Matched Trades, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 65
Please Enable Javascript
to view this content!