a
rule established by the Federal Trade Commission that requires broker-dealers,
investment advisers, and investment companies to establish and maintain
identity theft programs. Under the terms of the rule, these programs should be
set up to detect the warning signs of identity theft present in a firm’s
day-to-day operations.
Series 66: FTC Red Flags Rule
Taken from our Series 66 - NASAA Uniform Combined State Law Exam
Definition of the term FTC Red Flags Rule...
Since you're reading about Series 66: FTC Red Flags Rule, you might also be interested in:
Please Enable Javascript
to view this content!
to view this content!