Series 22: Regulation A

Taken from our Direct Participation Programs Representative Exam

Definition of the term Regulation A...

a set of SEC rules that permits non-reporting companies who do not wish to raise more than $75 million in equity over a one-year period to avoid standard registration requirements.

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Recently passed the FINRA Series 22 Exam. Though the exam is short, the material is obscure and not what you deal with every day in the industry. Solomon did a great job of putting together material and providing a deep understanding. After about 6 weeks of studying and taking 2 practice exams a day, I passed the exam on the first try! Thanks for putting together a robust training product.

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