Series 65: Withdrawal

Taken from our Series 65 - NASAA Uniform Investment Advisor Law Exam

Definition of the term Withdrawal...

when an adviser, broker-dealer, agent, or investment adviser representative chooses to terminate their registration at any time, using a Form ADV-W, BDW, or U5.

Since you're reading about Series 65: Withdrawal, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 65
Please Enable Javascript
to view this content!