Series 63: Registration By Qualification

Taken from our Series 63 - Uniform Securities Agent State Law Exam

Definition of the term Registration By Qualification...

when an issuer registers a security, starting from scratch in proving that their security meets the basic regulatory requirements to protect the public. This means that they need to provide a registration statement to their state securities administrator containing a boatload of information.

+ Read More

More Series 63 Info

What are people saying?

Create an Account

We have an excellent Audiobook for the Series 63!

Since you're reading about Series 63: Registration By Qualification, you might also be interested in:

Series 99 - Securities Exchange Act of 1934

Series 3 - delta

Series 53 - layering

Series 27 - aggregate indebtedness

Series 26 - death benefit

Series 66 - correlation

SIE - beneficiary

Series 24 - reasonable-basis suitability obligation

Series 65 - intrinsic value

Please Enable Javascript
to view this content!

Site Login

TESTIMONIALS

What are people saying?

I passed my Series 63 today with an 85% and Series 6 two weeks back with an 80%. I was very nervous, but studying was made easy with Solomon Exam Prep; their simple Plain English explanations helped fight that legalese on the Series 63 especially. I totally owe this to the Solomon team, their awesome question bank, and friendly staff. "Ask the Professor" is prompt in answering all your queries. I'm definitely recommending their program to my employer.

Priya R, PA

Thanks. I passed the Series 63 with an 80 with less than a week's worth of your prep. Good stuff.

Dan C

Thanks! I am thrilled. I took the Series 7 three years ago and have been putting off the Series 63 after I failed the first time. I used your book and iPhone app. I am recommending your materials to everyone in my office that needs to take the 63 in the near future. Of course you can use my email as a testimonial. Everything that people have said on the testimonials is 100% correct. The way the materials are written makes it much less of a chore to read and comprehend. Thanks for the follow up email!

Julia Smith, RBC Wealth Management

I thought you might appreciate knowing that I passed the test with a 90 today. Thanks again for all the help and good quality material that your company has. I am very glad to have used your materials and will certainly refer others to Solomon Exam Prep. (Series 6 & 63)

Matthew Baird, Gloversville, NY

Your "Pass the 7" guide and practice questions helped my studying immensely, and I passed the exam the first time. I am currently using the "Pass the 63" guide and practice questions - the teaching style makes the learning experience much more interesting! I will definitely recommend your products to my friends and colleagues. Thank you so much!

Patrick Chen, Midtown Partners, New York, NY

I passed the Series 63 with the help of the Solomon materials. I loved the audio books and the quiz and test questions were extremely helpful. Thank you Solomon!

Diane Kotil, Quasar Distributors, Milwaukee, WI