SIE: Breakpoint Sale

Taken from our Securities Industry Essentials Exam

Definition of the term Breakpoint Sale...

without notifying the customer of a breakpoint, the sale of a mutual fund just under a breakpoint to receive a higher commission.

Since you're reading about SIE: Breakpoint Sale, you might also be interested in:

Solomon Exam Prep Study Materials for the SIE
Please Enable Javascript
to view this content!