Series 66: Investment Company Act Of 1940

Taken from our Series 66 - NASAA Uniform Combined State Law Exam

Definition of the term Investment Company Act Of 1940...

an act of Congress intended to protect investment companies' customers from unscrupulous practices. It requires strict financial disclosures and imposes restrictions on the operations and governance of investment companies.

Since you're reading about Series 66: Investment Company Act Of 1940, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 66
Please Enable Javascript
to view this content!