Series 24: Form BD

Taken from our Series 24 - FINRA General Principal Qualification Examination

Definition of the term Form BD...

a form that a registrant must file with both FINRA and the SEC when applying for membership that identifies the type and nature of the applicant’s business and in what states it intends to operate.

Since you're reading about Series 24: Form BD, you might also be interested in:

Solomon Exam Prep Study Materials for the Series 24
Please Enable Javascript
to view this content!