Series 63: Form BD

Taken from our Series 63 - Uniform Securities Agent State Law Exam

Definition of the term Form BD...

a form that a registrant must file with both FINRA and the SEC when applying for membership that identifies the type and nature of the applicant’s business and in what states it intends to operate.

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Thanks. I passed the Series 63 with an 80 with less than a week's worth of your prep. Good stuff.

Dan C

Solomon was my ticket to a passing grade the first time on both exams [Series 79 and Series 63]!

Laura Bumgarner, Houston, Texas

Earlier this month I passed the Series 6 using the book and then for the Series 63, I read the book first (like always) and after that I was practicing all the time in your web page (about ten times by chapter, in order to master it). I studied the 63 in about 2 weeks and let me tell you that your website and the immediate feedback helped me a lot (I got an 85 in my test). Thank you very much!

Maricella Tenorio Bocangel, New York Life, New York, NY

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I just wanted to say thank you! Thank you! Thank you! I had taken the 63 and failed and was quite discouraged. I happened to come across your book and iPhone app and I just passed [the Series 63] yesterday with an 83 ... a 15 pt difference than the last time I took it. I can not recommend your materials enough!

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