Live Web Classes - Solomon Exam Prep

Solomon Exam Prep's live web classes give you the opportunity to learn from and interact with an instructor in real time, from the comfort of your own home or office. Our instructors are experts and focus their classes on the aspects that will be most valuable in helping you pass your exam.

Classes are taken online via computer, tablet or smart phone. Internet access is required. The sessions are recorded and made available for later viewing in the event your schedule prevents you from attending all of the sessions.

Live Web Classes are recorded and will be made available to paid students for 30 days after the class ends. Extensions are not offered on class recordings

Live web classes are offered for selected Series on the dates and times stated on the product description. Live web classes are not transferable to another class at a different date.

Watch a live class sample.

Upcoming Classes

Show All SIE Series 7 Series 63 Series 65 Series 66

	Class	Sessions	Dates	Times	Cost
Add	<h2>SIE Live Web Class</h2><p>12:00 pm - 3:15 pm ET<br />Break 1:45 - 2:00 pm</p> <p>Topics covered:</p> <ul> <li>Common Stock</li> <li>Preferred Stock, Warrants, Rights and ADRs</li> <li>Bonds and Yields</li> <li>Types of Bonds</li> <li>Treasury Securities, ABS, CMOs, and Munis</li> <li>Mutual Funds and Other Investment Companies</li> <li>Life Insurance Products and Municipal Fund Securities</li> <li>Options</li> <li>Options, Partnerships, Hedge Funds, and Private Placements</li> <li>Risks</li> <li>Customer Disclosures & Taxation</li> <li>Underwriting, Issuing, and Registering Securities</li> <li>Exemptions from Registration & Types of Broker-Dealers</li> <li>Markets, Financial Institutions, and Clearance & Settlement</li> <li>Economic Factors and Business Cycles</li> <li>Tools of Government Policy and International Factors</li> <li>Opening an Account & Types of Accounts</li> <li>Cash and Margin Accounts</li> <li>Order Processing</li> <li>Handling Corporate Actions, Account Compliance, and SIPC Rules</li> <li>Prohibited Activities and Trading Rules</li> <li>FINRA Conduct Rules</li> <li>FINRA Membership</li> </ul> <button class="close-button" data-close aria-label="Close modal" type="button"> <span aria-hidden="true">×</span> </button> SIE Live Web Class	5	Jun 12, 2023 - Jun 16, 2023	12:00pm - 3:15pm ET	$199.95
Add	<h2>Series 7 Live Web Class</h2><p style="box-sizing: inherit; margin: 0px 0px 1em; padding: 0px; font-size: 16px; line-height: inherit; text-rendering: optimizelegibility; font-family: Lato, sans-serif; color: #0a0a0a;">12:00 pm - 3:15 pm ET</p> <p style="box-sizing: inherit; margin: 0px 0px 1em; padding: 0px; font-size: 16px; line-height: inherit; text-rendering: optimizelegibility; font-family: Lato, sans-serif; color: #0a0a0a;">Break 1:30 pm - 1:45 pm</p> <p style="box-sizing: inherit; margin: 0px 0px 1em; padding: 0px; font-size: 16px; line-height: inherit; text-rendering: optimizelegibility; font-family: Lato, sans-serif; color: #0a0a0a;">Topics covered:</p> <ul style="box-sizing: inherit; margin: 0px 0px 0px 1.25rem; padding: 0px; list-style-position: outside; line-height: 1.6; color: #0a0a0a; font-family: Lato, sans-serif; font-size: 16px;"> <li style="box-sizing: inherit; margin: 0px; padding: 0px; font-size: inherit;">Equity Securities</li> <li style="box-sizing: inherit; margin: 0px; padding: 0px; font-size: inherit;">Debt Securities</li> <li style="box-sizing: inherit; margin: 0px; padding: 0px; font-size: inherit;">Municipal Securities</li> <li style="box-sizing: inherit; margin: 0px; padding: 0px; font-size: inherit;">The Taxation of Debt and Equity Securities</li> <li style="box-sizing: inherit; margin: 0px; padding: 0px; font-size: inherit;">Options</li> <li style="box-sizing: inherit; margin: 0px; padding: 0px; font-size: inherit;">Investment Companies</li> <li style="box-sizing: inherit; margin: 0px; padding: 0px; font-size: inherit;">Annuities</li> <li style="box-sizing: inherit; margin: 0px; padding: 0px; font-size: inherit;">Securities Markets</li> <li style="box-sizing: inherit; margin: 0px; padding: 0px; font-size: inherit;">Business Cycles and Economic Factors </li> <li style="box-sizing: inherit; margin: 0px; padding: 0px; font-size: inherit;">Monetary and Fiscal Policy </li> <li style="box-sizing: inherit; margin: 0px; padding: 0px; font-size: inherit;">Securities Analysis</li> <li style="box-sizing: inherit; margin: 0px; padding: 0px; font-size: inherit;">CAPM and Portfolio Strategies</li> <li style="box-sizing: inherit; margin: 0px; padding: 0px; font-size: inherit;">Making Suitable Investment Recommendations</li> <li style="box-sizing: inherit; margin: 0px; padding: 0px; font-size: inherit;">Business Conduct Rules</li> <li style="box-sizing: inherit; margin: 0px; padding: 0px; font-size: inherit;">Customer Accounts</li> <li style="box-sizing: inherit; margin: 0px; padding: 0px; font-size: inherit;">Margin Accounts</li> <li style="box-sizing: inherit; margin: 0px; padding: 0px; font-size: inherit;">Retirement Plans and Education Savings Accounts</li> <li style="box-sizing: inherit; margin: 0px; padding: 0px; font-size: inherit;">Trading in the Secondary Market</li> <li style="box-sizing: inherit; margin: 0px; padding: 0px; font-size: inherit;">Securities Industry Regulations</li> </ul> <button class="close-button" data-close aria-label="Close modal" type="button"> <span aria-hidden="true">×</span> </button> Series 7 Live Web Class	5	Jun 05, 2023 - Jun 09, 2023	12:00pm - 3:15pm ET	$199.95
Add	<h2>Series 63 Live Web Class</h2><p>Thursday: 1:45pm-3:15pm ET<br />Friday: 12:00pm-3:15pm ET</p> <p>Topics covered:</p> <ul> <li>Federal securities laws</li> <li>Registration of broker-dealers and agents</li> <li>Regulation of securities and issuers, Canadian broker-dealers, registration of investment advisers and investment adviser representatives</li> <li>Registration of federal-covered-advisers, registration of persons</li> <li>Registration of securities, exempt securities</li> <li>Remedies and administrative provisions, offers and sales</li> <li>Recordkeeping, net worth/capital requirements, business practices</li> <li>Ethical practices and fiduciary obligations</li> <li>Compensation, custody, prudent investor standards, suitability</li> <li>Conflicts of interest and other fiduciary issues</li> </ul> <button class="close-button" data-close aria-label="Close modal" type="button"> <span aria-hidden="true">×</span> </button> Series 63 Live Web Class	2	Jun 15, 2023 - Jun 16, 2023	1:45pm - 3:15pm ET \| 12:00pm - 3:15pm ET	$99.95
Add	<h2>Series 65 Live Web Class </h2><div>Monday: <br />11:30am - 3:15pm ET with a 15 minute break</div> <div> </div> <div>Tuesday - Friday:</div> <div>12:00pm - 3:15pm ET with a 15 minute break</div> <div> </div> <div> <p>Topics covered:</p> <ul> <li>Business Cycles and Economic Factors</li> <li>Fundamental Analysis</li> <li>Types of Risk</li> <li>Equity and Debt Securities</li> <li>Investment Companies</li> <li>Derivatives</li> <li>Annuities </li> <li>Clients and Client Profiles</li> <li>Capital Market Theory, Portfolio Management, and Taxation</li> <li>Taxation of Debt and Equity Securities</li> <li>Retirement Plans, ERISA, Special Accounts</li> <li>Trading and Performance Measures</li> <li>Regulations of Securities Professionals</li> <li>Regulations of Securities and Issuers</li> <li>Remedies and Administrative Provisions</li> <li>Recordkeeping Requirements</li> <li>Net Worth/Net Capital Requirements</li> <li>Business Practices for IAs and IARs</li> <li>Performance-based fees</li> <li>Custody</li> <li>Communication with Clients and Prospects</li> <li>Compensation and Client Funds</li> <li>Conflicts of Interest</li> </ul> </div> <button class="close-button" data-close aria-label="Close modal" type="button"> <span aria-hidden="true">×</span> </button> Series 65 Live Web Class	5	Jun 12, 2023 - Jun 16, 2023	11:30am - 3:15pm ET \| 12:00pm - 3:15pm ET	$199.95
Add	<h2>Series 66 Live Web Class</h2><div> <p>12:00pm - 3:15pm ET with a 15 minute break</p> <p>Topics covered:</p> </div> <div> <ul> <li>Fundamental Analysis</li> <li>Technical Analysis</li> <li>Types of Risk</li> <li>Equity and Debt Securities</li> <li>Investment Companies</li> <li>Derivatives</li> <li>Annuities </li> <li>Clients and Client Profiles</li> <li>Capital Market Theory, Portfolio Management, and Taxation</li> <li>Taxation of Debt and Equity Securities</li> <li>Retirement Plans, ERISA, Special Accounts</li> <li>Trading and Performance Measures</li> <li>Regulations of Securities Professionals</li> <li>Regulations of Securities and Issuers</li> <li>Remedies and Administrative Provisions</li> <li>Recordkeeping Requirements</li> <li>Net Worth/Net Capital Requirements</li> <li>Business Practices for IAs and IARs</li> <li>Performance-based fees</li> <li>Custody</li> <li>Communication with Clients and Prospects</li> <li>Compensation and Client Funds</li> <li>Conflicts of Interest</li> </ul> </div> <button class="close-button" data-close aria-label="Close modal" type="button"> <span aria-hidden="true">×</span> </button> Series 66 Live Web Class	5	Jun 12, 2023 - Jun 16, 2023	12:00pm - 3:15pm ET	$199.95