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ESSENTIALS
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Study Guide
ONLINE STUDY GUIDE

The Solomon SIE Study Guide, written in clear easy-to-understand language, contains the information you need to know to pass your exam. Comprehensive and continually updated, the Solomon SIE Study Guide has helped thousands pass their exam. The Study Guide contains charts, graphs and practice questions, as well as a glossary of key terms.


The Solomon SIE Study Guide, written in clear easy-to-understand language, contains the information you need to know to pass your exam. Comprehensive and continually updated, the Solomon SIE Study Guide has helped thousands pass their exam. The Study Guide contains charts, graphs and practice questions, as well as a glossary of key terms.

The Study Guide is available in your online Solomon account (this digital guide requires Internet connection and is not downloadable). If you would like a physical book, a hard copy upgrade is available (shipping & handling will apply) that contains the same content as the online edition in your Solomon account.

To view a sample click herePlease note: This is a pdf sample from the hard copy edition. If you want this look, you must purchase the hard copy upgrade.


Exam Simulator
EXAM SIMULATOR

Designed to work with the Solomon SIE Study Guide, the Solomon SIE Exam Simulator offers thousands of practice questions so you can hone, track and assess your knowledge. Once you’ve read the Study Guide, the Exam Simulator allows you to use and practice what you’ve learned. 


Designed to work with the Solomon SIE Study Guide, the Solomon SIE Exam Simulator offers thousands of practice questions so you can hone, track and assess your knowledge. Once you’ve read the Study Guide, the Exam Simulator allows you to use and practice what you’ve learned.

The 180-day subscription to the Solomon SIE Exam Simulator offers:

• Over 3500 original SIE practice questions with robust rationales which clearly explain why a specific answer is correct.

• Questions updated continually to keep up with regulatory and industry changes

• Self-assessment tools that helps you identify areas that require more study.  

• An unlimited number of 10-question quizzes based on SIE exam topics

• An unlimited number of 85-question untimed practice exams with immediate answer feedback

• An unlimited number of 85-question timed practice exams

Exam simulator subscriptions are limited to one individual.

Sample a FREE demo of our SIE Online Exam Simulator here!
Video Lectures
VIDEO LECTURE

The Solomon SIE Video Lecture highlights the most important and heavily-tested exam topics. Join Solomon Exam Prep professors as they review the need-to-know information in this clear, easy-to-understand, training course. This 6-hour recorded course walks you through the most critical SIE concepts. 


The Solomon SIE Video Lecture highlights the most important and heavily-tested exam topics. Join Solomon Exam Prep professors as they review the need-to-know information in this clear, easy-to-understand, training course. This 6-hour recorded course walks you through the most critical SIE concepts.

Lectures are peppered with practice questions to help you use what you are learning.

The SIE Video Lecture is available through the Solomon website and can be accessed via computer or mobile device. Video lecture subscriptions are for 180 days.

Audiobook
AUDIOBOOK

If you like to listen, the Solomon SIE Audiobook offers you the perfect way to study for your exam while you’re commuting, working out or doing the dishes! The Solomon SIE Audiobook is a 12-hour audio recording of the Solomon SIE Study Guide. The guide is written in clear easy-to-understand language and contains the information you need to know to pass your exam. 


If you like to listen, the Solomon SIE Audiobook offers you the perfect way to study for your exam while you’re commuting, working out or doing the dishes! The Solomon SIE Audiobook is a 12-hour audio recording of the Solomon SIE Study Guide. The guide is written in clear easy-to-understand language and contains the information you need to know to pass your exam.

The Solomon SIE Audiobook is a verbatim reading of the Solomon SIE Study Guide, "The Solomon Exam Prep Guide to the Securities Industry Essentials—2nd Edition."

The Solomon SIE Audiobook is a great companion to the SIE Online Exam Simulator, the online testing application that helps you assess how well you are learning and retaining the information. 

  Available in the following formats:

  • Streaming Audio + Instant MP3 download


MP3 files are compatible with all major MP3 players, including but not limited to: iPods, iTunes, Zune, Sony, MP3 CD Players, MP3 Walkman, Windows Media Player and QuickTime.

(Note for iPod, iPhone, and iPad users: MP3 files must be downloaded to a computer and added to iTunes before being transferred to your device.)

To listen to a sample click  here.

Flashcards
FLASHCARDS

Learn key definitions and concepts on the FINRA SIE exam with the digital Solomon SIE flashcards! The perfect supplement to our industry-leading SIE study materials, the Solomon SIE flashcard pack will help you learn foundational securities industry definitions and concepts with ease.

Learn key definitions and concepts on the FINRA Securities Industry Essentials (SIE) exam with Solomon Exam Prep SIE exam digital flashcards! The perfect supplement to our industry-leading SIE study materials, the Solomon SIE flashcard pack will help you learn foundational securities industry definitions and concepts with ease.

  • Over 700 digital definition cards featuring clear, easy-to-understand definitions
  • Over 1200 true-false cards that feature important SIE exam facts
  • All cards can be organized by chapter, so you can test yourself, as you move through the Solomon study materials
  • Rating feature allows user to customize deck for targeted learning
  • Turn on text-to-speech and listen while you learn
  • Available on Solomon Exam Prep apps for on-the-go learning

Live Class
LIVE CLASS

The Solomon SIE Live Web Class gives you the opportunity to learn from and interact with an instructor in real time, from the comfort of your own home or office. In this 5-day intensive course, a Solomon content expert leads you step-by-step through the SIE concepts that are most valuable in helping you pass your exam.

The Solomon SIE Live Web Class gives you the opportunity to learn from and interact with an instructor in real time, from the comfort of your own home or office. In this 5-day intensive course, a Solomon content expert leads you step-by-step through the SIE concepts that are most valuable in helping you pass your exam.

The Solomon SIE Live Web Class covers these important exam topics:

  • Common Stock
  • Preferred Stock, Warrants, Rights and ADRs
  • Bonds and Yields
  • Types of Bonds
  • Treasury Securities, ABS, CMOs, and Munis
  • Mutual Funds and Other Investment Companies
  • Life Insurance Products and Municipal Fund Securities
  • Options
  • Options, Partnerships, Hedge Funds, and Private Placements
  • Risks
  • Customer Disclosures & Taxation
  • Underwriting, Issuing, and Registering Securities
  • Exemptions from Registration & Types of Broker-Dealers
  • Markets, Financial Institutions, and Clearance & Settlement
  • Economic Factors and Business Cycles
  • Tools of Government Policy and International Factors
  • Opening an Account & Types of Accounts
  • Cash and Margin Accounts
  • Order Processing
  • Handling Corporate Actions, Account Compliance, and SIPC Rules
  • Prohibited Activities and Trading Rules
  • FINRA Conduct Rules
  • FINRA Membership
  • FINRA Conduct Rules

WHAT CUSTOMERS SAY ABOUT SOLOMON'S SECURITIES INDUSTRY ESSENTIALS EXAM

I have now used Solomon for the SIE, series 6, and 63. I am ordering my 7 materials now. The structure and resources are right on target. The practice exams are more difficult than the exam which makes taking the exam much easier. I give all of the credit to Solomon for my 100% pass rate so far. I recommend Solomon to all of my coworkers.

Alex Coyne, Northwestern Mutual. Pensacola, FL

ADDITIONAL FEATURES
PASS PROBABILITY™
Pass Probability™ is Solomon Exam Prep’s industry-leading AI technology that measures your readiness to pass your securities exam – based on the performance of thousands of Solomon students.

Once you take five Solomon practice exams in the Exam Simulator, the Solomon Pass Probability tool calculates the probability that you will pass your test. You will receive a score between 0% – 100%.
STRENGTH BREAKDOWNS
Refine your Exam Simulator practice with detailed exam results. Solomon reports analyze which topics you’re strong in and which require more study so that you can focus your attention on the subjects that need your attention the most.
ASK THE PROFESSOR
Solomon students can click the Ask the Professor button and get:

  • A speedy response
  • Direct access to Solomon professors
  • Personalized help

"The Ask the Professor and live chat features were excellent!"

Carol G, New York
STUDY SCHEDULES
Interactive online study schedules help you master the exam study material with maximum efficiency. Choose a study schedule based on your timeline and expected exam date. You can edit, delete, and check off completed items or create custom items. You’ll find detailed instructions for what to do every step of the way.
INTERACTIVE REVIEW
This Exam Simulator feature makes it easy to review the questions you’ve gotten wrong on quizzes and exams. The interactive review is untimed, ungraded and you receive immediate feedback on your answers.
FREQUENTLY ASKED QUESTIONS ABOUT THE SIE

What are my options to take the SIE with COVID-19 precautions?

Prometric unveiled their service ProProctor in June 2020, which allows exam takers to sit for their exams online. There are many anti-cheating regulations that FINRA requires, so consult Prometric’s ProProctor Info, or our blog post on the process to see how it works. Prometric has also instituted new safety precautions in their testing centers, should you choose to sit for the exam in person. Consult this page on Prometric’s website to see their updates.

Do I need any materials on test day?

You need not bring any materials on test day apart from the required forms of identification. A calculator is provided on the testing application, as well as a virtual “notepad” for you to jot things down. If you are testing remotely, this notepad does not carry over from one question to another, and you must input your entries on your keyboard. If you are testing in person, they will provide you with a physical notepad as well.

How is the exam administered?

The exam is administered via computer, either remotely or in a testing center.

Will there be other students present at the exam?

If you are testing in a testing center, there may be other individuals taking their exam while you take yours. Prometric has taken steps to assure that COVID-19 regulations are followed in this case.

SIE PRODUCT SAMPLES

STUDY GUIDE

Guide Sample

EXAM SIMULATOR

Number of Questions10
Time DurationUntimed
Answer Feedback
Instant validation and rationale
Percentage required to pass70%

AUDIOBOOK

Thank you for listening to our audio samples. Purchase this audiobook to unlock all of the tracks.
Track Title Bookmark Length Download
2 Introduction 0:00 4:26
7 Debt Securities 0:00 18:23

VIDEO LECTURE

Thank you for listening to our video sample. Purchase this video lecture to unlock all of the tracks.

FLASHCARDS

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