Live ClassSeries 65 Live Class

The Solomon Series 65 Live Web Class gives you the opportunity to learn from and interact with an instructor in real time, from the comfort of your own home or office. In this 5-day intensive course, a Solomon content expert leads you step-by-step through the Series 65 concepts that are most valuable in helping you pass your exam.

The Solomon Series 65 Live Web Class covers these important exam topics:

  • Business Cycles and Economic Factors
  • Fundamental Analysis
  • Types of Risk
  • Equity and Debt Securities
  • Investment Companies
  • Discounted Cash Flow
  • Derivatives
  • Alternatives and Insurance Products
  • Clients and Client Profiles
  • Capital Market Theory, Portfolio Management, and Taxation
  • Taxation of Debt and Equity Securities
  • Retirement Plans, ERISA, Special Accounts
  • Trading and Performance Measures
  • Regulations of Securities Professionals
  • Regulations of Securities and Issuers
  • Remedies and Administrative Provisions
  • Recordkeeping Requirements
  • Net Worth/Net Capital Requirements
  • Business Practices for IAs and IARs
  • Performance-based fees
  • Wrap fees
  • Custody
  • Communication with Clients and Prospects
  • Compensation and Client Funds
  • Conflicts of Interest