Series 63 — Uniform Securities Agent State Law Exam

Study Packages & Individual Materials for the Series 63

STUDY MATERIALS
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INDIVIDUAL
MATERIALS
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ESSENTIALS
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Study Guide
Exam Simulator
Video Lecture
Audiobook
Flashcards
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$66.15$59.54
15% OFF
AUDIO PREMIUM
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Study Guide
Exam Simulator
Video Lecture
Audiobook
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$109.10$92.74
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VIDEO PREMIUM
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Study Guide
Exam Simulator
Video Lecture
Audiobook
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$112.05$95.24
20% OFF
TOTAL
PACKAGE
Study Guide
Exam Simulator
Video Lecture
Audiobook
Flashcards
Select Class
$194.95$155.96
*Discounts do not apply to add-ons
Study Guide
ONLINE STUDY GUIDE

If you want to study for your NASAA Series 63 exam as efficiently as possible, "The Solomon Exam Prep Guide to the Series 63" is for you! At less than 200 pages, the study guide cuts to the chase, providing contextual background and real-world tips to help you memorize and apply the rules on the exam. Written by Ken Clark (who scored a 100% on his Series 63 exam!), "The Solomon Exam Prep Guide to the Series 63," comes with two (2) complete practice exams, short quizzes after each chapter and a helpful glossary. 

To view a sample click here.

If you want to study for your NASAA Series 63 exam as efficiently as possible, "The Solomon Exam Prep Guide to the Series 63" is for you! At less than 200 pages, the study guide cuts to the chase, providing contextual background and real-world tips to help you memorize and apply the rules on the exam. Written by Ken Clark (who scored a 100% on his Series 63 exam!), "The Solomon Exam Prep Guide to the Series 63," comes with two (2) complete practice exams, short quizzes after each chapter and a helpful glossary.

The exam study guide is available as an online digital manual via your online student dashboard (requires Internet connection/not downloadableor as a hard copy textbook (shipping & handling will apply).

Please note: the digital guide and hard copy guide contain the same content, however, this image is a PDF of the hard copy guide and the digital guide is not a PDF and it does not look exactly the same as this PDF of the hard copy.  If you want this exact look, you must purchase the hard copy upgrade.

To view a sample click here.
Exam Simulator
EXAM SIMULATOR

Designed to work with the Solomon Series 63 Study Guide, the Solomon Series 63 Exam Simulator offers thousands of practice questions so you can hone, track and assess your knowledge. Once you’ve read the Study Guide, the Exam Simulator allows you to use and practice what you’ve learned. 

Sample a free demo of our Series 63 Online Exam Simulator here!

Designed to work with the Solomon Series 63 Study Guide, the Solomon Series 63 Exam Simulator offers thousands of practice questions so you can hone, track and assess your knowledge. Once you’ve read the Study Guide, the Exam Simulator allows you to use and practice what you’ve learned.

The 180-day subscription to the Solomon Series 63 Exam Simulator offers:

• Over 1,000 original Series 63 practice questions with robust rationales which clearly explain why a specific answer is correct

• Questions updated continually to keep up with regulatory and industry changes

• Self-assessment tools that helps you identify areas that require more study

• An unlimited number of 20-question quizzes corresponding to the chapters of our Exam Study Guide

• An unlimited number of 65-question untimed practice exams with immediate answer feedback

• An unlimited number of 65-question timed practice exams

Exam simulator subscriptions are limited to one individual.

Sample a free demo of our Series 63 Online Exam Simulator here!
Video Lectures
VIDEO LECTURE

Do you have to take the NASAA Series 63 Exam? Solomon Exam Prep’s president Jeremy Solomon will take you through the most heavily tested topics including regulation of investment advisers, post-registration requirements, regulation of broker-dealers, remedies and administrative provisions, ethical practices, fiduciary obligations, and much more!

View a sample of the Video Lecture here.

Do you have to take the NASAA Series 63 Exam? Solomon Exam Prep’s president Jeremy Solomon will take you through the most heavily tested topics including regulation of investment advisers, post-registration requirements, regulation of broker-dealers, remedies and administrative provisions, ethical practices, fiduciary obligations, and much more!

This 3-hour video lecture goes over basic knowledge you will encounter on the exam. The videos are viewable on-demand for 180 days.

The Series 63 Video Lecture is viewable through our website and can be accessed via computer or mobile device. 

View a sample of the Video Lecture here.

Audiobook
AUDIOBOOK

This five-hour audio recording of "The Solomon Exam Prep Guide to the Series 63" will give you the content – the introduction and all six chapters – of this invaluable book in an audio format. After hearing the study guide's real world contextual tips and rule explanations, you will be even more prepared to conquer your Series 63 exam!

To listen to a sample click here.

This five-hour audio recording of "The Solomon Exam Prep Guide to the Series 63" will give you the content – the introduction and all six chapters – of this invaluable book in an audio format. After hearing the study guide's real world contextual tips and rule explanations, you will be even more prepared to conquer your Series 63 exam!

The Series 63 audiobook is a great companion to the Series 63 Online Exam Simulator, the industry-leading online testing program that ensures you are learning and retaining the information. 

The Series 63 ("Solomon") audiobook is available in the following formats:

  • Streaming Audio + Instant MP3 download


The MP3 files are compatible with all major MP3 players, including but not limited to: iPods, iTunes, Zune, Sony, MP3 CD Players, MP3 Walkman, Windows Media Player and QuickTime.

(Note for iPod, iPhone, and iPad users: MP3 files must be downloaded to a computer and added to iTunes before being transferred to your device.)

To listen to a sample click here.
Flashcards
FLASHCARDS

Learn key definitions and concepts on the FINRA Series 63 exam with the digital Solomon Series 63 flashcards! The perfect supplement to our industry-leading Series 63 study materials, the Solomon Series 63 flashcard pack will help you learn foundational securities industry definitions and concepts with ease.

Learn key definitions and concepts on the FINRA Series 63 exam with Solomon Exam Prep Series 63 exam digital flashcards! The perfect supplement to our industry-leading Series 63 study materials, the Solomon Series 63 flashcard pack will help you learn foundational securities industry definitions and concepts with ease.

  • Over 150 digital definition cards featuring clear, easy-to-understand definitions
  • Over 450 true-false cards that feature important Series 63 exam facts
  • All cards can be organized by chapter, so you can test yourself, as you move through the Solomon study materials
  • Rating feature allows user to customize deck for targeted learning
  • Turn on text-to-speech and listen while you learn

Live Class
LIVE CLASS
September 24-25
9/24: 1:30-3:15pm ET
9/25: 12-3:15pm ET
September 24-25
9/24: 1:30-3:15pm ET
9/25: 12-3:15pm ET

Topics covered:

  • Federal securities laws
  • Registration of broker-dealers and agents
  • Regulation of securities and issuers, Canadian broker-dealers, registration of investment advisers and investment adviser representatives
  • Registration of federal-covered-advisers, registration of persons
  • Registration of securities, exempt securities
  • Remedies and administrative provisions, offers and sales
  • Recordkeeping, net worth/capital requirements, business practices
  • Ethical practices and fiduciary obligations
  • Compensation, custody, prudent investor standards, suitability
  • Conflicts of interest and other fiduciary issues

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Live Classes.

Select a class that works for you.

Series 63 Live Web Class ($99.95)

2 sessions - Oct-29 | Oct-30
Times: 1:30pm - 3:15pm ET | 12:00pm - 3:15pm ET

Class Description:

10/29: 1:30-3:15pm ET
10/30: 12-3:15pm ET

Topics covered:

  • Federal securities laws
  • Registration of broker-dealers and agents
  • Regulation of securities and issuers, Canadian broker-dealers, registration of investment advisers and investment adviser representatives
  • Registration of federal-covered-advisers, registration of persons
  • Registration of securities, exempt securities
  • Remedies and administrative provisions, offers and sales
  • Recordkeeping, net worth/capital requirements, business practices
  • Ethical practices and fiduciary obligations
  • Compensation, custody, prudent investor standards, suitability
  • Conflicts of interest and other fiduciary issues